-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WkfM4TOU85nDY+eKDOCX1yoEPtAnAmetS0PtQr0be+JOSTPgui7hYZtYv7AlJBqc W2f0ZA2JJSeQ4kc2yK7F9w== 0000004457-97-000028.txt : 19971030 0000004457-97-000028.hdr.sgml : 19971030 ACCESSION NUMBER: 0000004457-97-000028 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19971029 SROS: NASD SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERCO /NV/ CENTRAL INDEX KEY: 0000004457 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTO RENTAL & LEASING (NO DRIVERS) [7510] IRS NUMBER: 880106815 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-39669 FILM NUMBER: 97702787 BUSINESS ADDRESS: STREET 1: 1325 AIRMOTIVE WY STE 100 CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 7026886300 MAIL ADDRESS: STREET 1: 1325 AIRMOTIVE WAY STREET 2: SUITE 100 CITY: RENO STATE: NV ZIP: 89502 FORMER COMPANY: FORMER CONFORMED NAME: AMERCO DATE OF NAME CHANGE: 19770926 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERCO /NV/ CENTRAL INDEX KEY: 0000004457 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTO RENTAL & LEASING (NO DRIVERS) [7510] IRS NUMBER: 880106815 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1325 AIRMOTIVE WY STE 100 CITY: RENO STATE: NV ZIP: 89502 BUSINESS PHONE: 7026886300 MAIL ADDRESS: STREET 1: 1325 AIRMOTIVE WAY STREET 2: SUITE 100 CITY: RENO STATE: NV ZIP: 89502 FORMER COMPANY: FORMER CONFORMED NAME: AMERCO DATE OF NAME CHANGE: 19770926 SC 13D/A 1 SC 13D/A AMENDMENT NO. 11 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* AMERCO - --------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.25 par value per share - --------------------------------------------------------------------- (Title of Class of Securities) 023586100 - --------------------------------------------------------------------- (CUSIP Number) Gary V. Klinefelter, Esq. 2727 North Central Avenue Phoenix, Arizona 85021 (602) 263-6671 - --------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 7, 1997 - --------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (The Exhibit Index is located on Page 18) - --------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. 2 AMENDMENT NO. 11 TO SCHEDULE 13D PURSUANT TO RULE 13d-2 OF THE GENERAL RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED A group consisting of EJOS, Inc., an Arizona corporation; Edward J. Shoen; M.V.S., Inc., a Nevada corporation; Mark V. Shoen; Japal, Inc., a Nevada corporation; James P. Shoen; Pafran, Inc., a Nevada corporation; Paul F. Shoen; Sophmar, Inc., a Nevada corporation; Sophia M. Shoen; and the AMERCO Employee Savings, Profit Sharing and Employee Stock Ownership Trust (the "ESOP Trust") filed a Schedule 13D with the Securities and Exchange Commission (the "Commission") on May 21, 1992 (the "Original Schedule 13D"). The Original Schedule 13D was amended by Amendment No. 1 filed with the Commission on August 21, 1992, Amendment No. 2 filed with the Commission on April 19, 1993, Amendment No. 3 filed with the Commission on June 12, 1993, Amendment No. 4 filed with the Commission on September 17, 1993, Amendment No. 5 filed with the Commission on April 25, 1994, Amendment No. 6 filed with the Commission on May 31, 1994, Amendment No. 7 filed with the Commission on September 9, 1994, Amendment No. 8 filed with the Commission on December 19, 1994, Amendment No. 9 filed with the Commission on July 3, 1995, and Amendment No. 10 filed with the Commission on June 3, 1997. This Amendment No. 11 pursuant to Rule 13d-2 under the Act amends and supplements the cover pages and statements under Items 2, 5, 6, and 7 of the Original Schedule 13D, as amended by Amendments No. 1 through 10. Capitalized terms used in this Amendment No. 11 and not otherwise defined shall have the meaning ascribed to such terms in the Original Schedule 13D, as amended. This Amendment No. 11 is being filed by Edward J. Shoen, Mark V. Shoen, James P. Shoen, Paul F. Shoen, the ESOP Trust, Oxford Life Insurance Company, Trustee under that certain Irrevocable Trust dated December 20, 1982 (Edward J. Shoen, grantor), Oxford Life Insurance Company, Trustee under that certain Irrevocable Trust dated December 20, 1982 (Mark V. Shoen, grantor), Oxford Life Insurance Company, Trustee under that certain Irrevocable Trust dated December 20, 1982 (James P. Shoen, grantor) and Oxford Life Insurance Company, Trustee under that certain Irrevocable Trust dated December 20, 1982 (Paul F. Shoen, grantor). Cover Pages. - ----------- On July 7, 1997, the parties to the Stockholder Agreement executed Amendment No. 1 to the Amended and Restated Stockholder Agreement to release Sophia M. Shoen and Oxford Life Insurance Company, Trustee under that certain Irrevocable Trust, dated December 20, 1982 (Sophia M. Shoen, grantor), from the Stockholder Agreement. As a result, Sophia M. Shoen's shares of Common Stock, including those held in trust by Oxford Life Insurance Company and the shares allocated to her ESOP Trust Account are no longer beneficially held by the Group. Accordingly, the total number of shares of Common Stock now held pursuant to the Stockholder Agreement is 14,246,411. The cover pages are hereby amended in their entirety, to reflect the foregoing. 3 CUSIP No. 023586100 13D 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Edward J. Shoen - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) 00 - ---------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Arizona, United States - ---------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY ------------------------------------------------------------- OWNED 8. SHARED VOTING POWER BY EACH 14,246,411 REPORTING ------------------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 14,246,411 - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,246,411 - ---------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 63.0 - ---------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------- 4 CUSIP No. 023586100 13D 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mark V. Shoen - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) 00 - ---------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Arizona, United States - ---------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY ------------------------------------------------------------- OWNED 8. SHARED VOTING POWER BY EACH 14,246,411 REPORTING ------------------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 14,246,411 - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,246,411 - ---------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 63.0 - ---------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------- 5 CUSIP No. 023586100 13D 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James P. Shoen - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) 00 - ---------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Arizona, United States - ---------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY ------------------------------------------------------------- OWNED 8. SHARES VOTING POWER BY EACH 14,246,411 REPORTING ------------------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 14,246,411 - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,246,411 - ---------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 63.0 - ---------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------- 6 CUSIP No. 023586100 13D 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Paul F. Shoen - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) 00 - ---------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Arizona, United States - ---------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY ------------------------------------------------------------- OWNED 8. SHARES VOTING POWER BY EACH 14,246,411 REPORTING ------------------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 14,246,411 - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,246,411 - ---------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 63.0 - ---------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - ---------------------------------------------------------------------------- 7 CUSIP No. 023586100 13D 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Irrevocable Trust dated December 20, 1982 between Edward J. Shoen, as grantor, and Oxford Life Insurance Company, as trustee - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) 00 - ---------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Arizona, United States - ---------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY ------------------------------------------------------------- OWNED 8. SHARED VOTING POWER BY EACH 14,246,411 REPORTING ------------------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 14,246,411 - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,246,411 - ---------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 63.0 - ---------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON 00 - ---------------------------------------------------------------------------- 8 CUSIP No. 023586100 13D 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Irrevocable Trust dated December 20, 1982 between Mark V. Shoen, as grantor, and Oxford Life Insurance Company, as trustee - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) 00 - ---------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Arizona, United States - ---------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY ------------------------------------------------------------- OWNED 8. SHARED VOTING POWER BY EACH 14,246,411 REPORTING ------------------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 14,246,411 - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,246,411 - ---------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 63.0 - ---------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON 00 - ---------------------------------------------------------------------------- 9 CUSIP No. 023586100 13D 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Irrevocable Trust dated December 20, 1982 between James P. Shoen, as grantor, and Oxford Life Insurance Company, as trustee - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) 00 - ---------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Arizona, United States - ---------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY ------------------------------------------------------------- OWNED 8. SHARED VOTING POWER BY EACH 14,246,411 REPORTING ------------------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 14,246,411 - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,246,411 - ---------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 63.0 - ---------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON 00 - ---------------------------------------------------------------------------- 10 CUSIP No. 023586100 13D 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Irrevocable Trust dated December 20, 1982 between Paul F. Shoen, as grantor, and Oxford Life Insurance Company, as trustee - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) 00 - ---------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Arizona, United States - ---------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY ------------------------------------------------------------- OWNED 8. SHARED VOTING POWER BY EACH 14,246,411 REPORTING ------------------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 14,246,411 - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,246,411 - ---------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 63.0 - ---------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON 00 - ---------------------------------------------------------------------------- 11 CUSIP No. 023586100 13D 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The AMERCO Employee Savings, Profit Sharing and Employee Stock Ownership Trust - ---------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) 00 - ---------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Arizona, United States - ---------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY ------------------------------------------------------------- OWNED 8. SHARED VOTING POWER BY EACH 14,246,411 REPORTING ------------------------------------------------------------- PERSON 9. SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 14,246,411 - ---------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,246,411 - ---------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ---------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 63.0 - ---------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON EP - ---------------------------------------------------------------------------- 12 Item 2. The information in Item 2 is revised in its entirety to read as follows: This statement is being filed on behalf of a "group," as such term is being used in Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the "1934 Act"). The members of the group are Edward J. Shoen; Mark V. Shoen; James P. Shoen; Paul F. Shoen; Oxford Life Insurance Company, Trustee under that certain Irrevocable Trust dated December 20, 1982 (Edward J. Shoen, grantor); Oxford Life Insurance Company, Trustee under that certain Irrevocable Trust dated December 20, 1982 (Mark V. Shoen, grantor); Oxford Life Insurance Company, Trustee under that certain Irrevocable Trust dated December 20, 1982 (James P. Shoen, grantor); Oxford Life Insurance Company, Trustee under that certain Irrevocable Trust dated December 20, 1982 (Paul F. Shoen, grantor); and the ESOP Trust (collectively, the "Stockholders" or the "Group"). Additional information about the members of the Group is provided below. Edward J. Shoen Business Address: 2727 N. Central Avenue Phoenix, Arizona 85004 Principal Occupations: Chairman of the Board and President of AMERCO and U-Haul Citizenship: USA Mark V. Shoen Business Address: 2727 N. Central Avenue Phoenix, Arizona 85004 Principal Occupations: Director of U-Haul and President of U-Haul Phoenix Operations Citizenship: USA James P. Shoen Business Address: 1325 Airmotive Way, Suite 100 Reno, Nevada 89502 Principal Occupations: Vice President of AMERCO and Director of AMERCO and U-Haul Citizenship: USA Paul F. Shoen Business Address: P.O. Box 524 Glenbrook, Nevada 89413 Principal Occupations: Director of AMERCO and Chairman of the Board, CEO, and President of Pantechnicon Aviation, Ltd. Citizenship: USA The AMERCO Employee Savings and Profit Sharing and Employee Stock Ownership Trust Address of Principal Office: 2727 N. Central Avenue Phoenix, Arizona 85004 Principal Business: Employee Benefit Trust 13 Oxford Life Insurance Address of Principal Office: 2721 N. Central Avenue Phoenix, Arizona 85004 Principal Business: Trustee under: (i) Irrevocable Trust dated December 20, 1982 (Edward J. Shoen, grantor; (ii) Irrevocable Trust dated December 20, 1982 (Mark V. Shoen, grantor), (iii) Irrevocable Trust dated December 20, 1982 (James R. Shoen, grantor), and (iv) Irrevocable Trust dated December 20, 1982 (Paul F. Shoen, grantor). The address for AMERCO is 1325 Airmotive Way, Suite 100, Reno, Nevada 89502 and the address for U-Haul International, Inc. is 2727 North Central Avenue, Phoenix, Arizona 85004. During the last five years, none of the above persons (including those persons that comprise the "ESOP Trustee") has either (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding been subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violations with respect to such laws. Item 5. Interest in Securities of the Issuer. ------------------------------------ The information set forth in Item 5 is revised in its entirety to read as follows: Edward J. Shoen, the E Trust, Mark V. Shoen, the M Trust, James P. - --------------------------------------------------------------------- Shoen, the J Trust, Paul F. Shoen, the P Trust, the ESOP Trust, and - --------------------------------------------------------------------- the ESOP Trustee, as a group - ---------------------------- (i) Aggregate number of shares: 14,246,411 (ii) Percentage of class: 63.0(1) (iii) Sole voting power: (iv) Shared voting power: 14,246,411 (v) Sole dispositive power: (vi) Shared dispositive power: 14,246,411 Edward J. Shoen (without regard to the Stockholder Agreement) - ------------------------------------------------------------- (i) Aggregate number of shares: 3,483,681 (ii) Percentage of class: 15.4 The E Trust (without regard to the Stockholder Agreement) - --------------------------------------------------------- (i) Aggregate number of shares: 559,443 (ii) Percentage of class: 2.5 Mark V. Shoen (without regard to the Stockholder Agreement) - ----------------------------------------------------------- _______________________________ 1 Based on 22,614,087 outstanding shares which include 16,851,592 shares of Common Stock and 5,762,495 shares of Series A Stock. 14 (i) Aggregate number of shares: 3,442,981 (ii) Percentage of class: 15.2 The M Trust (without regard to the Stockholder Agreement) - --------------------------------------------------------- (i) Aggregate number of shares: 527,604 (ii) Percentage of class: 2.3 James P. Shoen (without regard to the Stockholder Agreement) - ----------------------------------------------------------- (i) Aggregate number of shares: 2,278,814 (ii) Percentage of class: 10.1 The J Trust (without regard to the Stockholder Agreement) - --------------------------------------------------------- (i) Aggregate number of shares: 337,426 (ii) Percentage of class: 1.5 Paul F. Shoen (without regard to the Stockholder Agreement) - ----------------------------------------------------------- (i) Aggregate number of shares: 2,032,558 (ii) Percentage of class: 9.0 The P Trust (without regard to the Stockholder Agreement) - --------------------------------------------------------- (i) Aggregate number of shares: 71,976 (ii) Percentage of class: 0.3 The ESOP Trust (without regard to the Stockholder Agreement) - ------------------------------------------------------------ (i) Aggregate number of shares: 1,511,928 (2)(3) (ii) Percentage of class: 6.7 _______________________________ 2 These shares include shares allocated to the accounts of Edward J. Shoen (3,093.59 shares), Mark V. Shoen (2,818.90 shares), James P. Shoen (2,787.83 shares) and Paul F. Shoen (779.33 shares) pursuant to the Plan of which the ESOP Trust is a part. These shares are not included in the number of shares beneficially owned by Edward J. Shoen, Mark V. Shoen, James P. Shoen and Paul F. Shoen as disclosed in this Item 5. 3 Although the ESOP Trust is a party to the Stockholder Agreement, the ESOP Trust is not required to fulfill its voting obligations under the Stockholder Agreement unless the ESOP Trustee is provided with an opinion of counsel, satisfactory to the ESOP Trustee that the compliance by the ESOP Trustee with the voting requirements of the Stockholder Agreement will not result in a violation of the provisions of the Employee Retirement Income Security Act of 1974, as amended, or the Internal Revenue Code of 1986, as amended. The ESOP Trustee may in its discretion waive the opinion requirement. 15 The ESOP Trustee (without regard to the Stockholder Agreement) - -------------------------------------------------------------- (i) Aggregate number of shares: 1,511,928 (2)(3) (ii) Percentage of class: 6.7 No member of the group described on page 2 effected any transactions in Common Stock during the past sixty days. Item 6. Contracts, Arrangements, Understandings or Relationships ------------------------------------------------------------ with Respect to Securities of the Issuer. ----------------------------------------- The information set forth in Item 6 is supplemented to read as follows: On July 7, 1997, the parties to the Stockholder Agreement executed Amendment No. 1 to the Amended and Restated Stockholder Agreement to release Sophia M. Shoen and Oxford Life Insurance Company, Trustee under that certain Irrevocable Trust, dated December 20, 1982 (Sophia M. Shoen, grantor), from the Stockholder Agreement. As a result, Sophia M. Shoen's shares of Common Stock, including those held in trust by Oxford Life Insurance Company and the shares allocated to her ESOP Trust Account are no longer beneficially held by the Group. Accordingly, the total number of shares of Common Stock now held pursuant to the Stockholder Agreement is 14,246,411. Item 7. Material to be Filed as Exhibits. --------------------------------- Attached to this Amendment No. 11 as exhibits are (i) the Statement Pursuant to Rule 13d-1(f), and (ii) Amendment No. 1 to the Amended and Restated Stockholder Agreement. 16 SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 11 to Schedule 13D is true, complete, and correct. THE AMERCO EMPLOYEE SAVINGS, PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP TRUST /S/ Edward J. Shoen By:/S/ Lloyd T. Dyer - ------------------------ ------------------------- EDWARD J. SHOEN Lloyd T. Dyer Date: September 26, 1997 Trustee Date: September 26, 1997 /S/ Mark V. Shoen By: /S/ Arthur M. Smith, Jr. - ------------------------ ------------------------- MARK V. SHOEN Arthur M. Smith, Jr. Date: September 26, 1997 Trustee Date: September 26, 1997 /S/ James P. Shoen By: /S/ Theodore J. Day - ------------------------ ------------------------- JAMES P. SHOEN Theodore J. Day Date: September 26, 1997 Trustee Date: September 26, 1997 /S/ Paul F. Shoen - ------------------------ PAUL F. SHOEN Date: September 26, 1997 17 OXFORD LIFE INSURANCE COMPANY, OXFORD LIFE INSURANCE COMPANY, Trustee under that certain Trustee under that certain Irrevocable Trust, Irrevocable Trust, dated December 20, 1982 dated December 20, 1982 (James P. Shoen, grantor) (Mark V. Shoen, grantor) By: /S/ Mark A. Haydukovich By: /S/ Mark A. Haydukovich ------------------------ ------------------------ MARK A. HAYDUKOVICH MARK A. HAYDUKOVICH Its President Its President Date: September 26, 1997 Date: September 26, 1997 OXFORD LIFE INSURANCE COMPANY, OXFORD LIFE INSURANCE COMPANY, Trustee under that certain Trustee under that certain Irrevocable Trust, Irrevocable Trust, dated December 20, 1982 dated December 20, 1982 (Paul F. Shoen, grantor) (Edward J. Shoen, grantor) By: /S/ Mark A. Haydukovich By:/S/ Mark A. Haydukovich ------------------------- ------------------------ MARK A. HAYDUKOVICH MARK A. HAYDUKOVICH Its President Its President Date: September 26, 1997 Date: September 26, 1997 18 EXHIBIT INDEX ------------- Exhibit Description Sequential Page No. - --------------------------------------------------------------------- 1 Statement Pursuant to Rule 13d-1(f)...................... 22 2 Amendment No. 1 to the Amended and Restated Stockholder Agreement................................................ 24 EX-99.1 2 STATEMENT PURSUANT TO RULE 13D-1(F) 19 EXHIBIT 1 --------- STATEMENT PURSUANT TO RULE 13d-1(f) ----------------------------------- The undersigned parties hereto, Edward J. Shoen, Mark V. Shoen, James P. Shoen, Paul F. Shoen, The AMERCO Employee Savings, Profit Sharing and Employee Stock Ownership Trust, Oxford Life Insurance Company, Trustee under an Irrevocable Trust established by Edward J. Shoen, Oxford Life Insurance Company, Trustee under an Irrevocable Trust established by Mark V. Shoen, Oxford Life Insurance Company, Trustee under an Irrevocable Trust established by James P. Shoen and Oxford Life Insurance Company, Trustee under an Irrevocable Trust established by Paul F. Shoen, hereby consent and agree to file a joint statement on Schedule 13D under the Securities Exchange Act of 1934, as amended, on behalf of each of them, with respect to shares of common stock or other voting stock of AMERCO beneficially owned by them, together with any or all amendments thereto, when and if appropriate. The parties hereto further consent and agree to file this Statement pursuant to Rule 13d-1(f) as an exhibit to such Schedule 13D, thereby incorporating the same into such Schedule 13D. THE AMERCO EMPLOYEE SAVINGS, PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP TRUST /S/ Edward J. Shoen By:/S/ Lloyd T. Dyer - ------------------------ -------------------------- EDWARD J. SHOEN Lloyd T. Dyer Date: September 26, 1997 Trustee Date: September 26, 1997 /S/ Mark V. Shoen By:/S/ Arthur M. Smith, Jr. - ------------------------ -------------------------- MARK V. SHOEN Arthur M. Smith, Jr. Date: September 26, 1997 Trustee Date: September 26, 1997 /S/ James P. Shoen By:/S/ Theodore J. Day - ------------------------ -------------------------- JAMES P. SHOEN Theodore J. Day Date: September 26, 1997 Trustee Date: September 26, 1997 /S/ Paul F. Shoen - ------------------------ PAUL F. SHOEN Date: September 26, 1997 20 OXFORD LIFE INSURANCE COMPANY, OXFORD LIFE INSURANCE COMPANY, Trustee under that certain Trustee under that certain Irrevocable Trust, Irrevocable Trust, dated December 20, 1982 dated December 20, 1982 (James P. Shoen, grantor) (Mark V. Shoen, grantor) By: /S/ Mark A. Haydukovich By:/S/ Mark A. Haydukovich ------------------------ ------------------------ MARK A. HAYDUKOVICH MARK A. HAYDUKOVICH Its President Its President Date: September 26, 1997 Date: September 26, 1997 OXFORD LIFE INSURANCE COMPANY, OXFORD LIFE INSURANCE COMPANY, Trustee under that certain Trustee under that certain Irrevocable Trust, Irrevocable Trust, dated December 20, 1982 dated December 20, 1982 (Paul F. Shoen, grantor) (Edward J. Shoen, grantor) By: /S/ Mark A. Haydukovich By:/S/ Mark A. Haydukovich ------------------------ ------------------------ MARK A. HAYDUKOVICH MARK A. HAYDUKOVICH Its President Its President Date: September 26, 1997 Date: September 26, 1997 EX-99.2 3 AMENDMENT NO. 1 TO AMENDED/RESTATED STOCKHOLDER AG 21 EXHIBIT 2 --------- AMENDMENT NO. 1 TO THE AMENDED AND RESTATED STOCKHOLDER AGREEMENT THIS AMENDMENT NO. 1 TO THE AMENDED AND RESTATED STOCKHOLDER AGREEMENT (the "Amendment") is entered into as of the 24th day of April, 1997, among the parties to the Amended and Restated Stockholder Agreement, dated as of May 1, 1992 (the "Agreement") the same being attached hereto. Capitalized terms used in this Amendment and not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement. WITNESSETH: - ---------- WHEREAS, the Stockholders believe that it is in the best interest of the Company and the Stockholders that Sophia M. Shoen be as independent as possible; WHEREAS, the stockholders desire to release Sophia M. Shoen from the Agreement; WHEREAS, Section 19 of the Agreement permits the modification of the Agreement by an instrument in writing signed by all the parties to the Agreement. NOW, THEREFORE, the parties to the Agreement, for and in consideration of the mutual promises and covenants herein made, do hereby agree to and with each other as follows: 1. Release of Certain Stockholders. Sophia M. Shoen and ------------------------------- Oxford Life Insurance Company, trustee, under that certain Irrevocable Trust dated December 20, 1982 (Sophia M. Shoen, Grantor) shall be released from the Agreement, including but not limited to a release of all restrictions on the sale, transfer, pledge or other disposition of her stock. 2. Stockholders. As used in the Agreement, as amended, ------------ the term "Stockholders" shall refer to Edward J. Shoen, Mark V. Shoen, James P. Shoen, Paul F. Shoen, Oxford Life Insurance Company, Trustee, under that certain Irrevocable Trust dated December 20, 1982 (Edward J. Shoen, Grantor), Oxford Life Insurance Company, Trustee, under that certain Irrevocable Trust dated December 20, 1982 (Mark V. Shoen, Grantor), Oxford Life Insurance Company, Trustee under that certain Irrevocable Trust dated December 20, 1982 (James P. Shoen, Grantor), Oxford Life Insurance Company, Trustee, under that certain Irrevocable Trust dated December 20, 1982 (Paul F. Shoen, Grantor), the AMERCO Employee Savings and Profit Sharing and Employee Stock Ownership Trust, and any additional stockholders of the Company who become parties to the Agreement as provided in Section 6 of the Agreement. 3. Revocation of Proxy. Any and all rights granted to ------------------- James P. Shoen by the Released Stockholders under any proxy executed pursuant to the Agreement are hereby revoked and the parties hereto hereby consent to the revocation of all such rights granted by James P. Shoen. IN WITNESS WHEREOF, the parties hereto have set their hands as of April 24, 1995. /s/ Edward J. Shoen ----------------------------------- Edward J. Shoen /s/ Mark V. Shoen ----------------------------------- Mark V. Shoen 22 /s/ James P. Shoen ----------------------------------- James P. Shoen /s/ Paul F. Shoen ----------------------------------- Paul F. Shoen /s/ Sophia M. Shoen ----------------------------------- Sophia M. Shoen Oxford Life Insurance Company, Trustee, under that certain Irrevocable Trust, dated December 20, 1982 (Edward J. Shoen, Grantor) By: /s/ Secretary ------------------------------- Secretary Oxford Life Insurance Company, Trustee, under that certain Irrevocable Trust, dated December 20, 1982 (Mark V. Shoen, Grantor) By: /s/ Secretary ----------------------------------- Secretary Oxford Life Insurance Company, Trustee, under that certain Irrevocable Trust, dated December 20, 1982 (James P. Shoen, Grantor) By: /s/ Secretary ----------------------------------- Secretary Oxford Life Insurance Company, Trustee. under that certain Irrevocable Trust, dated December 20, 1982 (Paul F. Shoen, Grantor) By: /s/ Secretary ----------------------------------- Oxford Life Insurance Company, Trustee, under that certain Irrevocable Trust, dated December 20, 1982 (Sophia M. Shoen, Grantor) By: /s/ Secretary ----------------------------------- 23 The AMERCO Employee Savings and Profit Sharing and Employee Stock Ownership Trust By: /s/ Trustee ----------------------------------- Trustee By: /s/ Trustee ----------------------------------- Trustee By: /s/ Trustee ----------------------------------- Trustee -----END PRIVACY-ENHANCED MESSAGE-----